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SEC charges San Diego-based investment adviser with fraud...
Investmentnews.com | 2014-04-15 UTC

Complaint alleges Total Wealth Management put 75% of client assets into funds that paid the firm an undisclosed kickback....

Gross prods El-Erian to explain reason for Pimco exit...
Investmentnews.com | 2014-04-15 UTC

Bond King challenges former heir apparent to explain departure....

Worried about stocks? High-yield bonds have room to run...
Investmentnews.com | 2014-04-15 UTC

Take Five with BlackRock's James Kenan, who says risks to the asset class include central bank policy....

DeWaay settles with Labor Department over retirement plan recommendations...
Investmentnews.com | 2014-04-15 UTC

Adviser agrees to pay more than $500,000 over ERISA violations....

Finra sends expungement rule to SEC...
Investmentnews.com | 2014-04-15 UTC

If approved, rule would prohibit investor complaints from being conditioned on clearing a broker's record....

Using Real Estate To Retire: Raise the Roof In Your Golden Years...
The Street | 2014-04-14 UTC

If you're among the baby boomers scrambling to piece together a retirement, look no further than selling your home.

Health costs pushing U.S. economy off the cliff : NBCH CEO...
EBN Employee Benefit News [ Retirement/Education/Personal Finance ] 2014-04-14 UTC

Brian Klepper joined the National Business Coalition on Health last month as the organization s new CEO. He chats with EBN about his goals, his concerns about private health care exchanges and why the cost of health care is a threat to the competitiveness...

TIAA-CREF in $6.25B deal to buy Nuveen Investments...
Investmentnews.com | 2014-04-14 UTC

TIAA-CREF, the manager of retirement accounts for teachers, has agreed to buy Nuveen Investments for $6.25 billion, including debt.The combined company would rank among the 20 largest U.S. mutual-fund firms....

T. Rowe Price Funds: 5 Mutual Funds to Buy...
InvestorPlace [ Retirement ] 2014-04-14 UTC

To Roth IRA or not to Roth, that is the question...
Investmentnews.com | 2014-04-14 UTC

Although Roth IRAs have been available since 1997, changes in recent years to the U.S. tax code have made these retirement savings accounts more popular than ever. Here, with apologies to the Bard, are some pointers for advisers....

Social Security survivor benefits after botched second marriages...
Investmentnews.com | 2014-04-14 UTC

If second marriage ends, the first one may still count...

When a regulator like Rick Fleming sounds more like a politician, it could be a good thing...
Investmentnews.com | 2014-04-14 UTC

The new SEC investor advocate establishes the narrative with story about his upbringing....

LPL Financial names William Morrissey to replace Derek Bruton...
Investmentnews.com | 2014-04-14 UTC

William Morrissey, a 10-year company vet responsible for recruiting new advisers and their practices, was appointed head of LPL Financial's Independent Advisor Services unit, replacing Derek Bruton....

Investors warming up to equities a little late in the game...
Investmentnews.com | 2014-04-14 UTC

They're even interested in international stocks, survey finds....

Stocks have worst week since 2012 as investors fret over valuations...
Investmentnews.com | 2014-04-13 UTC

Major stock market indexes wrapped up their worst week since 2012 with more losses on Friday as investor concern over too-high stock prices sent them to the exits. With the S&P 500 erasing its gains for the year and earnings season just starting, is the l...