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Mary Jo White defies political meddling in first year at SEC...
Investmentnews.com | 2014-04-11 UTC

Mary Jo White took over the Securities and Exchange Commission with a back-to-basics plan to toughen enforcement and clear a backlog of regulations aimed at the last financial crisis....

Merrill Lynch's Thiel: Fee transparency key to restoring trust...
Investmentnews.com | 2014-04-11 UTC

If the industry hopes to build trust, clients have to understand what they're paying, executive tells crowd at conference in New York....

Millennials: Young and poor now, but your mainstay clients someday...
Investmentnews.com | 2014-04-11 UTC

They may not have money now, but executives say you should get ready for when they do....

Alternative Health Plans Not Skimming Off the Healthy...
FEDWeek [ Federal Retirement News and Insight ] 2014-04-11 UTC

Making Transitions with LTC Coverage...
FEDWeek [ Federal Retirement News and Insight ] 2014-04-11 UTC

SAC record $1.8B insider plea approved; caps 7-year probe...
Investmentnews.com | 2014-04-11 UTC

SAC Capital Advisors' landmark $1.8 billion settlement of a U.S. government insider-trading probe stretching back to 2007 was approved by a federal judge, bringing to an end the hedge fund's role as a money manager and capping a decade of insider-...

Making Transitions with LTC Coverage...
FEDWeek [ Federal Retirement News and Insight ] 2014-04-11 UTC

Billion-dollar teams inch into indie market...
Investmentnews.com | 2014-04-11 UTC

With improvements in technology and compensation models, independent firms are narrowing the gap in the competition for the biggest talent on Wall Street....

Combining Your Options Long-Term Care Insurance...
FEDWeek [ Federal Retirement News and Insight ] 2014-04-11 UTC

HR downsizing seen as potentially dangerous trend...
EBN Employee Benefit News [ Retirement/Education/Personal Finance ] 2014-04-11 UTC

While many companies are reaping benefits from outsourcing their benefits management, recent media reports have indicated that companies that have opted to limit or entirely scale back their HR departments in favor of cost or other reasons may be limiting...

Combining Your Options Long-Term Care Insurance...
FEDWeek [ Federal Retirement News and Insight ] 2014-04-11 UTC

Mountains of paperwork make 401 k transfers a tough hill to climb...
Investmentnews.com | 2014-04-11 UTC

Moving money from one record keeper to another so hard that some clients give up and stay put....

Sterne Agee Group in deal to acquire midsize independent broker-dealer WRP Investments...
Investmentnews.com | 2014-04-11 UTC

Match made 'in heaven' says president of WRP, which has 350 reps and had $48 million in gross revenue in '13....

Stay Safe, Get Paid: 3 Stable Dividend Stocks to Buy...
InvestorPlace [ Retirement ] 2014-04-11 UTC

7 Times to Take Money From Retirement Savings With No Fees...
InvestorPlace [ Retirement ] 2014-04-10 UTC